Thomas Patrick Tucker

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Indianapolis, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Previous Registrations

• 2007-02-12 → 2007-04-27
  Ameriprise Financial Services, Llc
  Indianapolis, IN

Other Businesses

Business Ownership; TLT Management; ; To manage expenses; 6180 Salisbury Ln. Noblesville, IN 46062, ,; Not Investment-Related; 01/26/2016; 60 hours per month; 60 during trading hours. Outside Employment; TGG Operations, LLC; Associate Financial Advisor - Associate Financial Advisor; ; 8945 N Meridian St Suite 200, , Indianapolis, IN, 46260; Investment-Related; 10/01/2022; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-09

Other Names

• Thomas Patrick Turner
• Thomas Patrick Tucker