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James Holloway

Raymond James & Associates, Inc.

Birmingham, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-10-20
  • AL RA
    APPROVED
    Since 2020-10-20

Branch Locations

2900 Highway 280 S Suite 100, Birmingham, AL 35223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 08/2018 10/2020
Minnesota Life Insurance Co St Paul MN 08/2018 10/2020
Shoemaker Financial Birmingham AL 08/2018 10/2020
Chicago Analytic Tradin Chicago IL 01/2018 07/2018
Unemployed Birmingham AL 06/2016 01/2018
Securian Financial Services Inc St Paul MN 07/2018 08/2018
Shoemaker Financial Birmingham AL 07/2018 08/2018
Raymond James & Associates, Inc Birmingham AL 10/2020 Present
  • 08/2018 → 10/2020
    Securian Financial Services Inc
    St Paul, MN
  • 08/2018 → 10/2020
    Minnesota Life Insurance Co
    St Paul, MN
  • 08/2018 → 10/2020
    Shoemaker Financial
    Birmingham, AL
  • 01/2018 → 07/2018
    Chicago Analytic Tradin
    Chicago, IL
  • 06/2016 → 01/2018
    Unemployed
    Birmingham, AL
  • 07/2018 → 08/2018
    Securian Financial Services Inc
    St Paul, MN
  • 07/2018 → 08/2018
    Shoemaker Financial
    Birmingham, AL
  • 10/2020 → Present
    Raymond James & Associates, Inc
    Birmingham, AL
Previous Registrations
  • 2018-09-28 → 2020-10-23
    Securian Financial Services, Inc.
    Birmingham, AL
    Germantown, TN
    Birmingham, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-19
S63 Uniform Securities Agent State Law Examination 2006-05-24
  • S65 Uniform Investment Adviser Law Examination
    2018-09-19
  • S63 Uniform Securities Agent State Law Examination
    2006-05-24
Other Names
  • Josh Holloway
  • James Joshua Holloway

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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