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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-10-18 |
| NM | RA | APPROVED | 2016-11-03 |
Branch Locations
6301 Uptown Blvd Ne Suite 100, Albuquerque, NM 87110-4132 • United States
Albuquerque, NM • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Wealth Management | Albuquerque | NM | 02/2014 | Present |
(1) NAME OF ENTITY: Nora Electric Cooperative ADDRESS: PO Box 217 Chama, NM 87520 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rural Electric Utility CAPACITY: Independent Contractor/Consultant START DATE: 01/18/2010 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Costco Wholesale Corporation ADDRESS: 1420 Renaissance BLVD NE Albuquerque NM 87107 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Public Company START DATE: Oct 13, 2022 CAPACITY: Other DUTIES: Cashier HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-02 |
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