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Stuart Remley Robertson

Sharebuilder 401K

Seattle, WA

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Current Employers
Sharebuilder 401K

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-07-31
  • WA RA
    APPROVED
    Since 2019-07-31

Branch Locations

801 Second Ave Suite 1400, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sharebuilder Advisors, Llc. Bellevue WA 03/2006 Present
Sharebuilder 401K Seattle WA 07/2019 Present
  • 03/2006 → Present
    Sharebuilder Advisors, Llc.
    Bellevue, WA
  • 07/2019 → Present
    Sharebuilder 401K
    Seattle, WA
Previous Registrations
  • 2008-03-03 → 2019-08-01
    Capital One Advisors, Llc
    Mclean, VA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-29
  • S66 Uniform Combined State Law Examination
    2008-02-29
Other Names
  • Stuart R Robertson

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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