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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2023-01-09 |
Branch Locations
4401 Coleman Street Suite 103, Bismarck, ND 58503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Kooskia | ID | 10/2015 | Present |
| Level Four Advisory Services | Bismarck | ND | 11/2016 | 04/2018 |
| Independent Advisor Alliance, Llc | Bismarck | ND | 04/2018 | Present |
1. 10/22/2015 - North Point Financial Planners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 80%. 2. 4/25/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/02/2018 - 80 Hours Per Month During Securities Trading - I provide administrative services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 4/25/2018. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-15 |
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