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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-12
MN RA APPROVED 2015-10-14
  • TX RA
    APPROVED_RES
    Since 2020-01-12
  • MN RA
    APPROVED
    Since 2015-10-14

Branch Locations

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

860 Blue Gentian Rd Ste 295, Eagan, MN 55121 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 03/2014 03/2020
Ameriprise Financial Services, Llc Wayzata MN 03/2020 Present
Other Businesses

Outside Employment; Paragon Operations, LLC; Financial Advisor - provide comprehensive advice to clients ; Manage advisory business; 701 Carlson Parkway, Ste 1040, Minnetonka, MN, 55305; Investment-Related; 09/21/2022; 40 to 59 hours per month; 40 to 59 during trading hours. Other Business Activities; Gusties Connect; Alumni online connection resource; 800 W College Ave, St. Peter MN 56082, ,; Not Investment-Related; 11/21/2018; 1 to 9 hours per month; 1 to 9 during trading hours / Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC Program. The Financial Planning Association is also involved in the development of the FCC Program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; Pointe Dr, , Mendota Heights, MN, 55120; Not Investment-Related; 03/23/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Foundation For Financial Planning; volunteer to provide financial counseling; 1425 K Street Nw, Ste 750, , Washington, DC, 20005; Not Investment-Related; 04/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
  • S66 Uniform Combined State Law Examination
    2015-07-28

View on SEC IAPD

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