Best Investors Account Sign in
Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-25
NY RA APPROVED 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2023-07-25
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

1 East Avenue, Lockport, NY 14094 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 07/2014 06/2020
Equitable Advisors, Llc New York NY 07/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-10
S63 Uniform Securities Agent State Law Examination 2014-07-24
  • S66 Uniform Combined State Law Examination
    2018-12-10
  • S63 Uniform Securities Agent State Law Examination
    2014-07-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lockport, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor