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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2022-03-07 |
| AR | RA | APPROVED | 2022-03-03 |
| TX | RA | APPROVED | 2022-03-03 |
Branch Locations
118 Monticello Drive Suite C, Ruston, LA 71270 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc. | Little Rock | AR | 03/2014 | 02/2018 |
| Stephens Inc. | Little Rock | AR | 02/2018 | 03/2022 |
| Raymond James Financial Services, Inc | Ruston | LA | 03/2022 | Present |
| Raymond James Financial Services Advisors, Inc | Ruston | LA | 03/2022 | Present |
(1)Name of Business: Financial Strategies Inc. Address: 2250 Hospital Dr Ste 242, Bossier City, LA, 71111-2187, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: THis is the public name that is on our office and website.\n\nRaymond James - Financial Strategies Inc.\nI have no ownership just hold an office in the building and my bio is on the website. No payments or ownership from this. (2)Name of Business: Walter-Bess LLC Address: 2702 Foxxwood Dr. , Ruston, LA, 72207, United States Activity Type: Rental Real Estate Position/Title: Agent Investment Related: Yes Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent from tenant. (3) Name of Business: HWJ LLC Address: 2250 Hospital Dr Ste 242, Bossier City, LA, 71111-2187, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is just a flow through for my expenses as RJFS advisor. I pay my assistant, bills, etc. out of the LLC account to keep track of business expenses. The LLC owns no assets.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-25 |
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