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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-03-07
AR RA APPROVED 2022-03-03
TX RA APPROVED 2022-03-03
  • LA RA
    APPROVED
    Since 2022-03-07
  • AR RA
    APPROVED
    Since 2022-03-03
  • TX RA
    APPROVED
    Since 2022-03-03

Branch Locations

118 Monticello Drive Suite C, Ruston, LA 71270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 03/2014 02/2018
Stephens Inc. Little Rock AR 02/2018 03/2022
Raymond James Financial Services, Inc Ruston LA 03/2022 Present
Raymond James Financial Services Advisors, Inc Ruston LA 03/2022 Present
  • 03/2014 → 02/2018
    Stephens Inc.
    Little Rock, AR
  • 02/2018 → 03/2022
    Stephens Inc.
    Little Rock, AR
  • 03/2022 → Present
    Raymond James Financial Services, Inc
    Ruston, LA
  • 03/2022 → Present
    Ruston, LA
Previous Registrations
  • 2015-02-26 → 2022-03-31
    Little Rock, AR
Other Businesses

(1)Name of Business: Financial Strategies Inc. Address: 2250 Hospital Dr Ste 242, Bossier City, LA, 71111-2187, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/03/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: THis is the public name that is on our office and website.\n\nRaymond James - Financial Strategies Inc.\nI have no ownership just hold an office in the building and my bio is on the website. No payments or ownership from this. (2)Name of Business: Walter-Bess LLC Address: 2702 Foxxwood Dr. , Ruston, LA, 72207, United States Activity Type: Rental Real Estate Position/Title: Agent Investment Related: Yes Start Date: 03/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Collect rent from tenant. (3) Name of Business: HWJ LLC Address: 2250 Hospital Dr Ste 242, Bossier City, LA, 71111-2187, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is just a flow through for my expenses as RJFS advisor. I pay my assistant, bills, etc. out of the LLC account to keep track of business expenses. The LLC owns no assets.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-25
  • S66 Uniform Combined State Law Examination
    2015-02-25

View on SEC IAPD

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