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Sharon J Wallace

J.P. Morgan Securities LLC

Ruston, LA

West Monroe, LA

Jacksonville, FL

CRD 3242569

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
LA RA APPROVED 2012-12-14
  • TX RA
    APPROVED
    Since 2013-09-13
  • LA RA
    APPROVED
    Since 2012-12-14

Branch Locations

297 North Service Rd E, Ruston, LA 71270 • United States

131 Thomas Road, West Monroe, LA 71291 • United States

7255 Baymeadows Way, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Monroe LA 10/2012 Present
Senegence West Monroe LA 02/2014 05/2017
Jpmorgan Chase Bank, N.A. West Monroe LA 04/1990 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    West Monroe, LA
  • 02/2014 → 05/2017
    Senegence
    West Monroe, LA
  • 04/1990 → Present
    Jpmorgan Chase Bank, N.A.
    West Monroe, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-12
  • S66 Uniform Combined State Law Examination
    2012-12-12
Other Names
  • Sharon Jane Wallace

View on SEC IAPD

Nearby Firms

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STATE FARM INVESTMENT MANAGEMENT CORP.
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Nearby Investors

DEAN STEPHEN MAILHES
MICHAEL VAUGHN ANTLEY
BARRY MICHAEL GUINN

Nearby Offices

ARGENT ADVISORS, INC. · RUSTON, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · Ruston, LA
OAKWATER FINANCIAL · RUSTON, LA

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