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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-12-05 |
Branch Locations
1801 S.W. Green Oaks Blvd, Arlington, TX 76017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 05/2016 | 11/2018 |
| Jp Morgan Securities, Llc | Arlington | TX | 11/2018 | Present |
| Jp Morgan Chase Bank, N.A. | Arlington | TX | 11/2018 | Present |
| Td Ameritrade Investment Management, Llc | Fort Worth | TX | 06/2016 | 11/2018 |
| David Siegel Music | Southlake | TX | 12/2018 | 12/2018 |
Entity Name: Dave Siegel Investment related: No "Address: Southlake, TX 76092" Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 06/04/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I play guitar in a band that plays at live venues on the weekend and sometimes receive compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-17 |
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