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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-05
  • TX RA
    APPROVED
    Since 2018-12-05

Branch Locations

1801 S.W. Green Oaks Blvd, Arlington, TX 76017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 05/2016 11/2018
Jp Morgan Securities, Llc Arlington TX 11/2018 Present
Jp Morgan Chase Bank, N.A. Arlington TX 11/2018 Present
Td Ameritrade Investment Management, Llc Fort Worth TX 06/2016 11/2018
David Siegel Music Southlake TX 12/2018 12/2018
  • 05/2016 → 11/2018
    Td Ameritrade
    Fort Worth, TX
  • 11/2018 → Present
    Arlington, TX
  • 11/2018 → Present
    Jp Morgan Chase Bank, N.A.
    Arlington, TX
  • 06/2016 → 11/2018
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 12/2018 → 12/2018
    David Siegel Music
    Southlake, TX
Previous Registrations
  • 2016-06-07 → 2018-11-29
    Td Ameritrade, Inc.
    Westlake, TX
  • 2016-06-07 → 2018-11-29
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2014-10-07 → 2016-06-03
    Westlake, TX
Other Businesses

Entity Name: Dave Siegel Investment related: No "Address: Southlake, TX 76092" Nature of the other business: Entertainment Position/Title/Relationship: Employee/Contractor Start Date: 06/04/2021 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I play guitar in a band that plays at live venues on the weekend and sometimes receive compensation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
S63 Uniform Securities Agent State Law Examination 2014-05-17
  • S66 Uniform Combined State Law Examination
    2014-10-03
  • S63 Uniform Securities Agent State Law Examination
    2014-05-17
Other Names
  • David Siegel
  • David Benjamin Siegel

View on SEC IAPD

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