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Mindi Michele Walters

Pfs Investments Inc.

Chattanooga, TN

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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-04-28
  • TN RA
    APPROVED
    Since 2025-04-28

Branch Locations

6025 Lee Hwy Ste 326-B, Chattanooga, TN 37421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Chattanooga TN 05/1998 Present
Pfs Investments Inc Chattanooga TN 01/2015 Present
Walters And Associates, Llc Chattanooga TN 01/2022 Present
  • 05/1998 → Present
    Primerica Financial Services
    Chattanooga, TN
  • 01/2015 → Present
    Chattanooga, TN
  • 01/2022 → Present
    Walters And Associates, Llc
    Chattanooga, TN
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-09
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2025-04-09
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28
Other Names
  • Mindi Walters

View on SEC IAPD

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