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Julia M Sinclair

Morgan Stanley

Beverly Hills, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-04
TX RA APPROVED 2020-11-04
  • CA RA
    APPROVED
    Since 2020-11-04
  • TX RA
    APPROVED
    Since 2020-11-04

Branch Locations

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Plj Income Los Angeles CA 07/2016 11/2016
Unemployed Los Angeles CA 12/2016 12/2016
National Planning Corporation El Segundo CA 01/2016 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 02/2018 08/2020
Unemployed Los Angeles CA 01/2018 02/2018
Morgan Stanley Beverly Hills CA 10/2020 Present
Unemployed Los Angeles CA 09/2020 09/2020
  • 07/2016 → 11/2016
    Plj Income
    Los Angeles, CA
  • 12/2016 → 12/2016
    Unemployed
    Los Angeles, CA
  • 01/2016 → 12/2017
    National Planning Corporation
    El Segundo, CA
  • 02/2018 → 08/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Beverly Hills, CA
  • 01/2018 → 02/2018
    Unemployed
    Los Angeles, CA
  • 10/2020 → Present
    Morgan Stanley
    Beverly Hills, CA
  • 09/2020 → 09/2020
    Unemployed
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-04-08
S66 Uniform Combined State Law Examination 2014-06-30
  • S63 Uniform Securities Agent State Law Examination
    2017-04-08
  • S66 Uniform Combined State Law Examination
    2014-06-30
Other Names
  • Julie Mac
  • Julia Mac

View on SEC IAPD

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CECIL YAN SEE HO
JONATHAN Y MCLEAN
ERIN PATRICE BROOKS
Audrey Shih-Min Chang
JULIE FORMAN
KAMRAN W. HEDJASI
HRIPSIME SIMA KEOSHGERIAN
LILY CAI

Other Offices

MORGAN STANLEY · Pasadena, CA
EAGLE STRATEGIES LLC · Pasadena, CA
RBC SECURITIES, INC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
RBC ROCHDALE, LLC · Pasadena, CA
EAGLE STRATEGIES LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA
LPL FINANCIAL LLC · PASADENA, CA

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