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Courtney Halasz

Wells Fargo Advisors Financial Network, LLC

Red Bank, NJ

CRD 6311929

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-24
TX RA APPROVED 2024-06-21
  • NJ RA
    APPROVED
    Since 2024-06-24
  • TX RA
    APPROVED
    Since 2024-06-21

Branch Locations

125 Half Mile Rd Suite 107, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Red Bank NJ 09/2016 11/2016
Wells Fargo Clearing Services, Llc Red Bank NJ 11/2016 06/2024
Merrill Lynch/Bank Of America Red Bank NJ 03/2014 09/2016
Wells Fargo Advisors Financial Network, Llc Red Bank NJ 06/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-25
  • S66 Uniform Combined State Law Examination
    2017-05-25
Other Names
  • Courtney Lynn Brooks
  • Courtney L Brooks
  • Courtney Lynn Halasz

View on SEC IAPD

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Nearby Investors

MATTHEW FRANK WILK
JOSEPH MICHAEL GALLO
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Nearby Offices

CLEAR WAVE WEALTH MANAGEMENT, LLC · RED BANK, NJ
MILLINGTON SECURITIES, LLC · RED BANK, NJ
HARTSHORNE GROUP, LLC · RED BANK, NJ

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