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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-03-01
TX RA APPROVED 2024-03-01
  • NH RA
    APPROVED
    Since 2024-03-01
  • TX RA
    APPROVED
    Since 2024-03-01

Branch Locations

140 Washington St. Ste. 215, Dover, NH 03820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 01/2014 01/2019
Cetera Advisors Denver CO 01/2019 03/2024
Flight Financial Group, Llc Dover NH 01/2019 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2024 Present
  • 01/2014 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 01/2019 → 03/2024
    Cetera Advisors
    Denver, CO
  • 01/2019 → Present
    Flight Financial Group, Llc
    Dover, NH
  • 03/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2021-11-18 → 2024-03-04
    Cetera Advisors Llc
    Dover, NH
    Conroe, TX
    Dover, NH
Other Businesses

1) FLIGHT FINANCIAL GROUP, 140 WASHINGTON ST, SUITE 215, DOVER NH 03820, 02/2024, AGENT, USING A TRADE NAME/DBA, INV REL, 3 HR/MO - 3 HR/MO TRADING. 2) AFES, 140 WASHINGTON ST, SUITE 215, DOVER NH 03820, 02/2024, AFES INSTRUCTOR, VOLUNTEER, NIR, 3 HR/MO - 3 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/01/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2016-09-19
Other Names
  • Catherine Rose Podhayski

View on SEC IAPD

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