Best Investors Account Sign in

Katherine Margaret Morgan

Raymond James & Associates, Inc.

Peoria Heights, IL

Washington, IL

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
IL RA APPROVED 2020-12-02
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • IL RA
    APPROVED
    Since 2020-12-02

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Washington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 03/2014 09/2020
Olive Garden Peoria IL 06/2013 06/2017
Raymond James & Associates, Inc Peoria IL 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
  • S66 Uniform Combined State Law Examination
    2015-01-08
Other Names
  • Katherine Margaret Tomich
  • Katherine Schuler
  • Katherine Margaret Schuler

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
NBT CAPITAL MANAGEMENT, INC.
THRIVENT ADVISOR NETWORK, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
EDWARD JONES
DAVID VAUGHAN INVESTMENTS, LLC

Other Investors

SCOTT MARSHALL MABEE
Ryan A Miller
JAYME RYAN BAILEY
TODD THOMAS NETHERY
Joshua RICHARD Carstens
Whitney E Goldstein
Jeffrey D Bailey
MOLLIE LYNN RUSHING

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL
CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL
THRIVENT ADVISOR NETWORK, LLC · Peoria Heights, IL
THRIVENT INVESTMENT MANAGEMENT INC. · Peoria Heights, IL
OSAIC WEALTH, INC. · PEORIA HEIGHTS, IL
EDWARD JONES · PEORIA HEIGHTS, IL

More in Peoria Heights, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor