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Katherine Margaret Morgan

Raymond James & Associates, Inc.

Peoria Heights, IL

Washington, IL

CRD 6311159

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-28
IL RA APPROVED 2020-12-02
  • TX RA
    APPROVED_RES
    Since 2026-04-28
  • IL RA
    APPROVED
    Since 2020-12-02

Branch Locations

4541 N Prospect Road Ste 400, Peoria Heights, IL 61616 • United States

Washington, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 03/2014 09/2020
Olive Garden Peoria IL 06/2013 06/2017
Raymond James & Associates, Inc Peoria IL 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
  • S66 Uniform Combined State Law Examination
    2015-01-08
Other Names
  • Katherine Margaret Tomich
  • Katherine Schuler
  • Katherine Margaret Schuler

View on SEC IAPD

Nearby Firms

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CETERA INVESTMENT ADVISERS LLC
NBT CAPITAL MANAGEMENT, INC.

Nearby Investors

SCOTT MARSHALL MABEE
Ryan A Miller
JAYME RYAN BAILEY

Nearby Offices

ROBERT W. BAIRD & CO. INCORPORATED · Peoria Heights, IL
CETERA INVESTMENT ADVISERS LLC · PEORIA HEIGHTS, IL
NBT CAPITAL MANAGEMENT, INC. · Peoria Heights, IL

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