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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-11
MN RA APPROVED 2017-06-22
  • TX RA
    APPROVED
    Since 2025-02-11
  • MN RA
    APPROVED
    Since 2017-06-22

Branch Locations

8600 Highway 7 Mn-7, Minneapolis, MN 55426 • United States

4959 Excelsior Blvd, Saint Louis Park, MN 55416 • United States

8500 Normandale Lake Blvd Ste 1710, Bloomington, MN 55437 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Minneapolis MN 01/2014 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-22
S63 Uniform Securities Agent State Law Examination 2015-10-17
  • S65 Uniform Investment Adviser Law Examination
    2017-06-22
  • S63 Uniform Securities Agent State Law Examination
    2015-10-17

View on SEC IAPD

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