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Zachary Joseph Harveth

Stifel, Nicolaus & Company, Incorporated

Lake Forest, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-06
IL RA APPROVED 2019-11-21
  • TX RA
    APPROVED_RES
    Since 2020-01-06
  • IL RA
    APPROVED
    Since 2019-11-21

Branch Locations

100 North Field Drive, Suite 340, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 02/2014 10/2019
Morgan Stanley Private Bank, N.A. New York NY 01/2015 10/2019
Stifel Nicolaus & Co Inc Lake Forest IL 10/2019 Present
  • 02/2014 → 10/2019
    Morgan Stanley
    Chicago, IL
  • 01/2015 → 10/2019
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2019 → Present
    Stifel Nicolaus & Co Inc
    Lake Forest, IL
Previous Registrations
  • 2014-06-27 → 2019-11-01
    Morgan Stanley
    Chicago, IL
    South Jordan, UT
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-26
  • S66 Uniform Combined State Law Examination
    2014-06-26
Other Names
  • Zachary Joseph Harveth
  • Zachary J Harveth

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OBAR WEALTH MANAGEMENT LLC
EDWARD JONES

Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

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