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Christopher Felts

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Raleigh, NC

Wells Fargo Clearing Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-05
  • NC RA
    APPROVED
    Since 2026-05-05

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

3105 Glenwood Ave, Ste 201, Raleigh, NC 27612 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-17
  • NC RA
    APPROVED
    Since 2018-07-17

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Raleigh, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 11/2014 07/2018
Wells Fargo Clearing Services, Llc Raleigh NC 07/2018 Present
Wells Fargo Advisors Financial Network Raleigh NC 05/2026 Present
  • 11/2014 → 07/2018
    Ubs Financial Services
    Charlotte, NC
  • 07/2018 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-05
  • S66 Uniform Combined State Law Examination
    2015-02-05
Other Names
  • Christopher William Felts
  • Chris Felts

View on SEC IAPD

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