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Darren N Bui

J.P. Morgan Securities LLC

Fountain Valley, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-30
CA RA APPROVED 2018-06-18
  • TX RA
    APPROVED
    Since 2020-01-30
  • CA RA
    APPROVED
    Since 2018-06-18

Branch Locations

18975 Brookhurst Street, Fountain Valley, CA 92708 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fountain Valley CA 09/2013 Present
J.P. Morgan Securities Llc Fountain Valley CA 02/2015 Present
  • 09/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Fountain Valley, CA
  • 02/2015 → Present
    J.P. Morgan Securities Llc
    Fountain Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-01
S63 Uniform Securities Agent State Law Examination 2015-04-08
  • S66 Uniform Combined State Law Examination
    2018-06-01
  • S63 Uniform Securities Agent State Law Examination
    2015-04-08
Other Names
  • Darren N Bui
  • Darren Bui
  • Darren Nhan Bui

View on SEC IAPD

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TRANSAMERICA FINANCIAL ADVISORS, LLC · Fountain Valley, CA
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