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Robert Brickey

LPl Enterprise, LLC

High Point, NC

Charlotte, NC

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1301 Eastchester Dr Suite 202, High Point, NC 27265 • United States

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Fayetteville NC 06/2016 04/2017
Lpl Financial Llc Fayetteville NC 10/2018 05/2024
Prudential Insurance Company Of America Greensboro NC 05/2024 Present
Pruco Securities Llc Greensboro NC 05/2024 11/2024
Self Employed Fayetteville NC 05/2017 07/2018
Unemployed Fayetteville NC 07/2018 10/2018
Lpl Enterprise, Llc High Point NC 11/2024 Present
  • 06/2016 → 04/2017
    Lincoln Financial Securities Corporation
    Fayetteville, NC
  • 10/2018 → 05/2024
    Lpl Financial Llc
    Fayetteville, NC
  • 05/2024 → Present
    Prudential Insurance Company Of America
    Greensboro, NC
  • 05/2024 → 11/2024
    Pruco Securities Llc
    Greensboro, NC
  • 05/2017 → 07/2018
    Self Employed
    Fayetteville, NC
  • 07/2018 → 10/2018
    Unemployed
    Fayetteville, NC
  • 11/2024 → Present
    Lpl Enterprise, Llc
    High Point, NC
Previous Registrations
Other Businesses

1) 10/17/2025-Core 4 Hoops-Director-Coach/ Sports/ Fitness-Not Inv related-At Charlotte, NC-Start date 05/01/2024-6hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2014-10-20
Other Names
  • Robert Christopher Brickey

View on SEC IAPD

Other Firms

EDWARD JONES
LPL FINANCIAL LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
SLEDGE AND COMPANY WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
CONCURRENT INVESTMENT ADVISORS, LLC
OSAIC WEALTH, INC.
TRUIST ADVISORY SERVICES, INC.

Other Investors

Warren Richard Lackey
Warren Richard Lackey
BRADFORD CECIL CLINARD
WILLIAM WARREN ARMFIELD
Bradley Tomlin
JAMIE DAVID SLEDGE
Kurt Williams Shuler
WARREN CHAD CARRICK

Other Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC
SLEDGE AND COMPANY WEALTH ADVISORS · HIGH POINT, NC
WELLS FARGO CLEARING SERVICES, LLC · HIGH POINT, NC
CONCURRENT INVESTMENT ADVISORS, LLC · High Point, NC
EDWARD JONES · HIGH POINT, NC
EDWARD JONES · HIGH POINT, NC

More in High Point, NC

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