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Robert Brickey

LPl Enterprise, LLC

High Point, NC

Charlotte, NC

CRD 6309270

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • NC RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

1301 Eastchester Dr Suite 202, High Point, NC 27265 • United States

5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Fayetteville NC 06/2016 04/2017
Lpl Financial Llc Fayetteville NC 10/2018 05/2024
Prudential Insurance Company Of America Greensboro NC 05/2024 Present
Pruco Securities Llc Greensboro NC 05/2024 11/2024
Self Employed Fayetteville NC 05/2017 07/2018
Unemployed Fayetteville NC 07/2018 10/2018
Lpl Enterprise, Llc High Point NC 11/2024 Present
  • 06/2016 → 04/2017
    Lincoln Financial Securities Corporation
    Fayetteville, NC
  • 10/2018 → 05/2024
    Fayetteville, NC
  • 05/2024 → Present
    Prudential Insurance Company Of America
    Greensboro, NC
  • 05/2024 → 11/2024
    Greensboro, NC
  • 05/2017 → 07/2018
    Self Employed
    Fayetteville, NC
  • 07/2018 → 10/2018
    Unemployed
    Fayetteville, NC
  • 11/2024 → Present
    High Point, NC
Previous Registrations
Other Businesses

1) 10/17/2025-Core 4 Hoops-Director-Coach/ Sports/ Fitness-Not Inv related-At Charlotte, NC-Start date 05/01/2024-6hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-21
S63 Uniform Securities Agent State Law Examination 2014-10-20
  • S66 Uniform Combined State Law Examination
    2021-01-21
  • S63 Uniform Securities Agent State Law Examination
    2014-10-20
Other Names
  • Robert Christopher Brickey

View on SEC IAPD

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