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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-06-28
TX RA APPROVED 2021-06-24
  • TN RA
    APPROVED
    Since 2021-06-28
  • TX RA
    APPROVED
    Since 2021-06-24

Branch Locations

100 Winners Circle Suite 310, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Brentwood TN 10/2014 06/2021
Stifel Nicolaus & Co Inc Brentwood TN 06/2021 Present
  • 10/2014 → 06/2021
    Bank Of America, N.A.
    Brentwood, TN
  • 06/2021 → Present
    Stifel Nicolaus & Co Inc
    Brentwood, TN
Previous Registrations
Other Businesses

1. The Rudi Berry LLC; 3609 Katherine St, Nashville, TN 37216; Spousal LLC for social media content creation; CFO; I help with books & keeping track of payments & taxes; 01/20/2023; 2 Hours per week; Not during securities trading hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-08
  • S66 Uniform Combined State Law Examination
    2014-09-08
Other Names
  • Reid Ralston Berry

View on SEC IAPD

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