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Carolyn Michelle Kuenz

J.P. Morgan Securities LLC

Indianapolis, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-09-13
TX RA APPROVED 2023-09-13
  • IN RA
    APPROVED
    Since 2023-09-13
  • TX RA
    APPROVED
    Since 2023-09-13

Branch Locations

1 E Ohio St Floor 17, Indianapolis, IN 46204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 03/2014 03/2018
Unemployed Carmel IN 04/2018 05/2019
Jpmorgan Chase Bank Na Indianapolis IN 06/2019 Present
Jpmorgan Securities Llc Indianapolis IN 06/2019 Present
  • 03/2014 → 03/2018
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 04/2018 → 05/2019
    Unemployed
    Carmel, IN
  • 06/2019 → Present
    Jpmorgan Chase Bank Na
    Indianapolis, IN
  • 06/2019 → Present
    Jpmorgan Securities Llc
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-13
S63 Uniform Securities Agent State Law Examination 2016-06-25
  • S65 Uniform Investment Adviser Law Examination
    2023-09-13
  • S63 Uniform Securities Agent State Law Examination
    2016-06-25
Other Names
  • Carrie Kuenz
  • Keunz Carolyn
  • Carolyn Keunz

View on SEC IAPD

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