Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-07-22 |
Branch Locations
1645 Indian Wood Circle Suite 102, Maumee, OH 43537 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corporation | Ann Arbor | MI | 03/2014 | 07/2024 |
| Wholehan & Assoc | Toledo | OH | 03/2014 | Present |
| Osaic Wealth, Inc. | Toledo | OH | 07/2024 | Present |
1. Wholehan & Associates dba Wholehan Wealth Advisors, Toledo, OH. Salaried employee. Duties include assistance with technical software and other administrative duties. Start date: 3/2014, approx. 160 hrs/mo, 90% during market hours. INV REL: Y 2. WHOLEHAN & ASSOCIATES DBA WHOLEHAN WEALTH ADVISORS POSITION: Financial Planning Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 144 START DATE: 04/01/2014 ADDRESS: 1645 Indian Wood Circle Suite 102, Maumee, OH 43537, United States DESCRIPTION: Duties include assistance with technical software and other administrative duties. 3. WHOLEHAN & ASSOCIATES DBA WHOLEHAN WEALTH ADVISORS POSITION: Financial Planner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 144 START DATE: 04/01/2014 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Registered representative working as a salaried employee of Wholehan & Associates d/b/a Wholehan Wealth Advisors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-25 |
Reach out to this advisor