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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-08-03
TX RA APPROVED_RES 2021-08-03
  • PA RA
    APPROVED
    Since 2021-08-03
  • TX RA
    APPROVED_RES
    Since 2021-08-03

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayne PA 10/2016 12/2017
Unemployed Philadelphia PA 05/2016 10/2016
Bank Of America, N.A. Wayne PA 10/2016 12/2017
Wells Fargo Bank, Na Philadelphia PA 07/2018 06/2021
Wells Fargo Clearing Services, Llc Philadelphia PA 07/2018 06/2021
Unemployed Philadelphia PA 01/2018 07/2018
The Vanguard Group, Inc. Malvern PA 06/2021 Present
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Bleigh Ave Rental Property INVESTMENT RELATED ADDRESS (city/state):? Philadelphia, PA NATURE OF BUSINESS: Rental Property POSITION: Owner START DATE: 01/2023 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Rental Property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-30
S63 Uniform Securities Agent State Law Examination 2014-05-27
  • S66 Uniform Combined State Law Examination
    2017-01-30
  • S63 Uniform Securities Agent State Law Examination
    2014-05-27
Other Names
  • Brandon Barry Ross
  • Brandon Ross

View on SEC IAPD

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