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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-06-25
  • TN RA
    APPROVED
    Since 2026-06-25

Branch Locations

222 2Nd Ave S, Nashville, TN 37201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Valencia CA 07/2014 02/2018
Ubs Financial Services Inc. Nashville TN 02/2018 06/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-03
  • S66 Uniform Combined State Law Examination
    2015-08-03
Other Names
  • Holly Leanne Mccaa
  • Holly Leanne Franks

View on SEC IAPD

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