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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Valencia | CA | 07/2014 | 02/2018 |
| Ubs Financial Services Inc. | Nashville | TN | 02/2018 | 06/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-03 |
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