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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

12066 Fm 423, Frisco, TX 75034 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Dept Of Justice Yazoo City MS 07/2016 10/2016
Unemployed Prosper TX 10/2016 12/2016
Td Ameritrade Fort Worth TX 01/2017 10/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plano TX 10/2017 02/2019
Bank Of America, N.A. Plano TX 10/2017 02/2019
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2019 06/2025
Cambridge Investment Research, Inc. Fairfield IA 02/2019 06/2025
Wells Fargo Clearing Services, Llc Fort Worth TX 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
S63 Uniform Securities Agent State Law Examination 2014-04-15
  • S66 Uniform Combined State Law Examination
    2015-10-30
  • S63 Uniform Securities Agent State Law Examination
    2014-04-15
Designations
Other Names
  • Carlos Menicucci
  • Carlos Menicucci
  • Cj Menicucci

View on SEC IAPD

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