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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-01 |
Branch Locations
201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States
12066 Fm 423, Frisco, TX 75034 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Us Dept Of Justice | Yazoo City | MS | 07/2016 | 10/2016 |
| Unemployed | Prosper | TX | 10/2016 | 12/2016 |
| Td Ameritrade | Fort Worth | TX | 01/2017 | 10/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plano | TX | 10/2017 | 02/2019 |
| Bank Of America, N.A. | Plano | TX | 10/2017 | 02/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2019 | 06/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | 06/2025 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-15 |
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