Jaquelyn Leah James

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-07
HI	RA	APPROVED	2025-01-07
UT	RA	APPROVED	2023-03-23
OH	RA	APPROVED	2020-06-01

CA RA
APPROVED

Since 2025-01-07
HI RA
APPROVED

Since 2025-01-07
UT RA
APPROVED

Since 2023-03-23
OH RA
APPROVED

Since 2020-06-01

Branch Locations

1186 E. Grand Avenue, Arroyo Grande, CA 93420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Carey James & Associates	Arroyo Grande	CA	04/2013	Present

04/2013 → Present

Carey James & Associates

Arroyo Grande, CA

Other Businesses

JAMES FINANCIAL GROUP, NON-INVESTMENT RELATED, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420, DBA FOR MARKETING PURPOSES ONLY, DIRECTOR OF MARKETING, SINCE 2/10/2016. CAREY JAMES & ASSOCIATES, INVESTMENT RELATED, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420, FINANCIAL ADVISORY OFFICE, MARKETING & TECH CONSULTANT/SALES ASSISTANT, SINCE 4/2013, DEVOTED TIME IS 35-40 HOURS A MONTH.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-11

S66 Uniform Combined State Law Examination

2015-12-11

Other Names

James Leah Jaquelyn

View on SEC IAPD

Current Employers

Centaurus Financial, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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