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Centaurus Financial, Inc. CRD 30833
$9.74B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-07 |
| HI | RA | APPROVED | 2025-01-07 |
| UT | RA | APPROVED | 2023-03-23 |
| OH | RA | APPROVED | 2020-06-01 |
Branch Locations
1186 E. Grand Avenue, Arroyo Grande, CA 93420 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carey James & Associates | Arroyo Grande | CA | 04/2013 | Present |
JAMES FINANCIAL GROUP, NON-INVESTMENT RELATED, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420, DBA FOR MARKETING PURPOSES ONLY, DIRECTOR OF MARKETING, SINCE 2/10/2016. CAREY JAMES & ASSOCIATES, INVESTMENT RELATED, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420, FINANCIAL ADVISORY OFFICE, MARKETING & TECH CONSULTANT/SALES ASSISTANT, SINCE 4/2013, DEVOTED TIME IS 35-40 HOURS A MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-11 |
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