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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| RI | RA | APPROVED | 2014-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Lincoln | RI | 02/2014 | Present |
| Bank Of America, N.A. | Lincoln | RI | 02/2014 | Present |
I*1969289, Entity Type:Entity For Profit, Name of OBA:Justin Legg Address:Rumford, RI 02916 Investment Related: No, Position, Title, Association:Other Employee Start Date: 1/1/25 No Hours:4 hrs monthly No Hours during trading: Duties:I'm a musician and will play bass/guitar with various artists/bands that get paid to play
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-19 |
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