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Karen D Kratz

Wells Fargo Advisors Financial Network, LLC

Wilkes-Barre, PA

Beachwood, OH

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-04-12
TX RA APPROVED 2021-04-12
  • PA RA
    APPROVED
    Since 2021-04-12
  • TX RA
    APPROVED
    Since 2021-04-12

Branch Locations

613 Baltimore Dr Ste 3 [Satellite], Wilkes-Barre, PA 18702 • United States

3201 Enterprise Pkwy Suite 400 [Satellite], Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Lynch, Fenner & Smith Incorporated Wilkes Barre PA 02/2014 03/2021
Wells Fargo Advisors Financial Network Llc Wilkes Barre PA 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-30
  • S66 Uniform Combined State Law Examination
    2014-04-30
Other Names
  • Karen Kratz
  • Karen D Kratz
  • Karen M Dillon

View on SEC IAPD

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Other Offices

JANNEY MONTGOMERY SCOTT LLC · Wilkes-Barre, PA
BANKERS LIFE ADVISORY SERVICES, INC. · Wilkes Barre, PA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WILKES BARRE, PA
JACOBI CAPITAL MANAGEMENT, LLC · WILKES BARRE, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WILKES BARRE, PA
WELLS FARGO CLEARING SERVICES, LLC · WILKES BARRE, PA
MORGAN STANLEY · WILKES BARRE, PA
CITIZENS SECURITIES, INC. · WILKES-BARRE, PA

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