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10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-01 |
Branch Locations
10 Wilsey Square Suite 200, Ridgewood, NJ 07450 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc. | Denver | CO | 10/2016 | 03/2017 |
| Spirited Funds | Nashville | TN | 08/2016 | 10/2018 |
| Morgan Stanley | Cincinnati | OH | 10/2018 | 12/2018 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 11/2018 | 12/2018 |
| Alliance Bernstein Investments, Inc. | Nashville | TN | 01/2019 | 09/2021 |
| Advisors Capital Management, Llc | Ridgewood | NJ | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-19 |
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