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Brett Scott Vandervort

Swisher Financial Concepts, Inc.

Westerville, OH

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Current Employers
Swisher Financial Concepts, Inc.

612 Office Parkway Suite B, Westerville, OH 43082 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-01-19
  • OH RA
    APPROVED
    Since 2017-01-19

Branch Locations

612 Office Parkway Suite B, Westerville, OH 43082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The O.N. Equity Sales Company Cincinnati OH 01/2016 01/2019
Swisher Financial Concepts Inc Westerville OH 04/2014 02/2023
Swisher Financial Concepts Inc Westerville OH 02/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-28
  • S66 Uniform Combined State Law Examination
    2016-12-28

View on SEC IAPD

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Sathaporn Sathaporn Nguapha
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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Westerville, OH
ARSENEAU FINANCIAL · WESTERVILLE, OH
ELEVATION FINANCIAL PARTNERS, LLC · WESTERVILLE, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · Westerville, OH
LPL FINANCIAL LLC · Westerville, OH
LPL FINANCIAL LLC · WESTERVILLE, OH
FIFTH THIRD SECURITIES, INC. · WESTERVILLE, OH

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