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Allison Leigh Pohlman

Rbc Capital Markets, LLC

Madison, WI

Deforest, WI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
WI RA APPROVED 2020-12-22
  • TX RA
    APPROVED
    Since 2021-01-04
  • WI RA
    APPROVED
    Since 2020-12-22

Branch Locations

10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States

Deforest, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Madison WI 11/2015 12/2020
Rbc Capital Markets, Llc Madison WI 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-29
  • S66 Uniform Combined State Law Examination
    2018-05-29
Other Names
  • Allison Leigh Hickey

View on SEC IAPD

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