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Donna D Williams

Osaic Institutions, Inc.

South Windsor, CT

Watertown, CT

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2020-06-16
  • CT RA
    APPROVED
    Since 2020-06-16

Branch Locations

1751 Ellington Rd, South Windsor, CT 06074 • United States

544 Straits Turnpike, Watertown, CT 06795 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockville Bank Manchester CT 01/2013 11/2019
Infinex Investments, Inc. Manchester CT 01/2013 Present
Ion Bank Watertown CT 12/2019 Present
  • 01/2013 → 11/2019
    Rockville Bank
    Manchester, CT
  • 01/2013 → Present
    Infinex Investments, Inc.
    Manchester, CT
  • 12/2019 → Present
    Ion Bank
    Watertown, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-15
S63 Uniform Securities Agent State Law Examination 2009-10-17
  • S66 Uniform Combined State Law Examination
    2020-06-15
  • S63 Uniform Securities Agent State Law Examination
    2009-10-17

View on SEC IAPD

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