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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2014-05-12
MO RA APPROVED 2014-05-09
  • IA RA
    APPROVED
    Since 2014-05-12
  • MO RA
    APPROVED
    Since 2014-05-09

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 02/2014 11/2016
Wells Fargo Home Mortgage Springfield, Il IL 07/2001 Present
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors, Llc
    St. Louis, MO
  • 07/2001 → Present
    Wells Fargo Home Mortgage
    Springfield, Il, IL
  • 11/2016 → Present
    St. Louis, MO
Previous Registrations
Other Businesses

EXECUTOR FOR MOTHER'S ESTATE; INV. RELATED; SPRINGFIELD, IL; START DATE 9/11/2017; 5 HRS PER MONTH; 0 HRS DURING TRADING. THE DOME AT AMERICA'S CENTER ; NOT INV RELATED;ST LOUIS,MO; ENTERTAINMENT VENUE ; GUEST SERVICE HOST ; START DATE: 04/03/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-08
  • S66 Uniform Combined State Law Examination
    2014-05-08
Other Names
  • Clarisse Aileen Winger

View on SEC IAPD

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