Joanne Marie Mcconiga

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → Present
  Wells Fargo Bank Na
  Orangevale, CA
• 02/2014 → 11/2016
  Wells Fargo Advisors Llc
  Orangevale, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Orangevale, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, ST LOUIS, MO, 100% OWNERSHIP WITH SPOUSE, START 11/13/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ST LOUIS, MO, 100% OWNERSHIP WITH SPOUSE, START 11/14/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ST LOUIS, MO, 100% OWNERSHIP WITH SPOUSE, START 11/14/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, ST LOUIS, MO, 25% OWNER, START; 4/21/2018,1 HOUR PER MONTH/0 DURING TRADING, DUTIES: LANDLORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-13
• S63 Uniform Securities Agent State Law Examination
  2014-04-15

Other Names

• Joanne Marie Augusta
• Joanne Marie Alley
• Joanne Marie Augusta-Alley
• Joanne Mcconiga