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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-06-26 |
Branch Locations
2000 Bardstown Road, Louisville, KY 40205 • United States
4201 Poplar Level Road, Louisville, KY 40213 • United States
11700 Antonia Way, Louisville, KY 40229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Louisville | KY | 09/2008 | Present |
| Fifth Third Securities | Louisville | KY | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-18 |
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