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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-04-04
TX RA APPROVED_RES 2023-03-13
  • MI RA
    APPROVED
    Since 2023-04-04
  • TX RA
    APPROVED_RES
    Since 2023-03-13

Branch Locations

2711 Orchard Lake Road, Keego Harbor, MI 48320-1446 • United States

Waterford, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Planning, Inc Wyncote PA 03/2014 03/2023
Lyons Financial Group Sylvan Lake MI 03/2014 03/2023
Lyons Financial Group Sylvan Lake MI 08/2014 03/2023
Ameriprise Financial Services, Llc Keego Harbor MI 03/2023 Present
Capital Analysts Sylvan Lake MI 02/2015 03/2023
  • 03/2014 → 03/2023
    Lincoln Investment Planning, Inc
    Wyncote, PA
  • 03/2014 → 03/2023
    Lyons Financial Group
    Sylvan Lake, MI
  • 08/2014 → 03/2023
    Lyons Financial Group
    Sylvan Lake, MI
  • 03/2023 → Present
    Keego Harbor, MI
  • 02/2015 → 03/2023
    Sylvan Lake, MI
Previous Registrations
Other Businesses

Independent Insurance Brokering; Oceanview; 06/14/2014; / Equitrust; 06/14/2014; / Oxford; 06/04/2014; Fixed Annuity. Business Ownership; 2711 Orchard Lake Rd, Inc.; President and Secretary; Real Estate; 2711 Orchard Lake Road, , Keego Harbor, MI, 48320; Not Investment-Related; 03/21/2024; 1 to 9 hours per month; 0 during trading hours / Detroit National Brewing Company, LLC; One of 3 owners of the business; Beer company. We Sold the Altes Brand in 2025. This company now will receive royalty payments on that sale. We no longer manufacture, promote or work to make the beer.; 104 Cambridge, , Pleasant Ridge, MI, 48069; Not Investment-Related; 04/01/2019; 0 hours per month; 0 during trading hours / Lyons Financial Group, Inc; Co-owner; Manage Ameriprise Business; 2711 Orchard Lake Rd, , Keego Harbor, MI, 48320; Investment-Related; 01/01/2016; 60 hours per month; 60 during trading hours. Board of Directors; Sylvan Shores Improvement Association; Treasurer; 2761 Sylvan Shores Dr, , Waterford, MI, 48328; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20
Other Names
  • Carl E Erickson
  • Carl Erickson

View on SEC IAPD

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