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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-27
  • MI RA
    APPROVED
    Since 2010-05-27

Branch Locations

2360 Orchard Lake Road Suite 100, Sylvan Lake, MI 48320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
R.J. Walton Pc Bloomfield Hills MI 12/1986 Present
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 05/2010 Present
Ronald Walton Doterra Oils Bloomfield Hills MI 06/2012 Present
Ridgedale Financial Advisors Bloomfield Hills MI 08/2012 Present
  • 12/1986 → Present
    R.J. Walton Pc
    Bloomfield Hills, MI
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2010 → Present
    Schaumburg, IL
  • 06/2012 → Present
    Ronald Walton Doterra Oils
    Bloomfield Hills, MI
  • 08/2012 → Present
    Ridgedale Financial Advisors
    Bloomfield Hills, MI
Other Businesses

1) PASSIVE JOINT OWNER OF WORKING INTEREST OF OIL/GAS WELLS SINCE 78- 1HR/WK DETERMINING WELL TO DRILL AND/OR COMPLETE; 1) BEVERLY ISLAND ASSOC., HOME OWNERS ASSN-TREAS SINCE 88-PAY ASSN BILLS-1/4HR/WK; 3) R.J. WALTON, P.C., TAX & ACCTG PRAC-PRES SINCE 11/12/86-PREP TAX RETS BUS PLANS; 4) R.J. WALTON STAFFING, INC, NOT INV REL, PRES, PROVIDES EMPLOYEES TO R.J. WALTON, PC, SINCE 01/2008, 2H/WK: 5) RONALD WALTON DOTERRA OILS; NON-INV. RELATED; BLOOMFIELD HILLS, MI; SELL & CREATE SALES ORGANIZATION FOR DOTERRA PURE THERAPUTIC OILS; REPRESENTATIVE; SINCE 06/2012; 1 HR/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 6) RIDGEDALE FINANCIAL ADVISORS; DBA NAME FOR INVESTMENT PRACTICE - INV-RELATED; BLOOMFIELD HILLS, MI; OWNER; SINCE 08/2012; 20 HRS/MONTH DURING SECURITIES TRADING HOURS: 7) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TIME SHARE RENTAL; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELECT COMPANY TO RENT TIMESHARE OUT; 8) NAME OF OTHER BUSINESS: GALE WALTON TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE INHERITED BY TRUST;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-20
S63 Uniform Securities Agent State Law Examination 2000-04-28
  • S66 Uniform Combined State Law Examination
    2010-04-20
  • S63 Uniform Securities Agent State Law Examination
    2000-04-28

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