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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-05-27 |
Branch Locations
2360 Orchard Lake Road Suite 100, Sylvan Lake, MI 48320 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R.J. Walton Pc | Bloomfield Hills | MI | 12/1986 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 06/2004 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2010 | Present |
| Ronald Walton Doterra Oils | Bloomfield Hills | MI | 06/2012 | Present |
| Ridgedale Financial Advisors | Bloomfield Hills | MI | 08/2012 | Present |
1) PASSIVE JOINT OWNER OF WORKING INTEREST OF OIL/GAS WELLS SINCE 78- 1HR/WK DETERMINING WELL TO DRILL AND/OR COMPLETE; 1) BEVERLY ISLAND ASSOC., HOME OWNERS ASSN-TREAS SINCE 88-PAY ASSN BILLS-1/4HR/WK; 3) R.J. WALTON, P.C., TAX & ACCTG PRAC-PRES SINCE 11/12/86-PREP TAX RETS BUS PLANS; 4) R.J. WALTON STAFFING, INC, NOT INV REL, PRES, PROVIDES EMPLOYEES TO R.J. WALTON, PC, SINCE 01/2008, 2H/WK: 5) RONALD WALTON DOTERRA OILS; NON-INV. RELATED; BLOOMFIELD HILLS, MI; SELL & CREATE SALES ORGANIZATION FOR DOTERRA PURE THERAPUTIC OILS; REPRESENTATIVE; SINCE 06/2012; 1 HR/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 6) RIDGEDALE FINANCIAL ADVISORS; DBA NAME FOR INVESTMENT PRACTICE - INV-RELATED; BLOOMFIELD HILLS, MI; OWNER; SINCE 08/2012; 20 HRS/MONTH DURING SECURITIES TRADING HOURS: 7) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TIME SHARE RENTAL; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SELECT COMPANY TO RENT TIMESHARE OUT; 8) NAME OF OTHER BUSINESS: GALE WALTON TRUST; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RENTAL HOUSE INHERITED BY TRUST;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-28 |
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