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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-09-20 |
Branch Locations
3080 Orchard Lake Rd, Ste. E, Keego Harbor, MI 48320-1269 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securiites, Inc. | San Diego | CA | 10/2013 | 10/2020 |
| First Allied Advisory Services, Inc | Chesterfield | MO | 10/2013 | 10/2020 |
| Ameriprise Financial Services, Llc | Keego Harbor | MI | 09/2021 | Present |
| Not Employed | Keego Harbor | MI | 10/2020 | 09/2021 |
Real Estate Ownership; Single Family; 56 Sylvan, , Pontiac, MI, 48341; Not Investment-Related; 09/01/2021. Business Ownership; Schepper Financial, Inc.; This is a legal entity that is established to operate the management of my Ameriprise Franchise. This was previously used at my former firm.; Practice management for my expenses; 3080 Orchard Lake Rd Ste E, , Keego Harbor, MI, 48320; Not Investment-Related; 08/08/2013; 10 to 19 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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