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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-08-02 |
Branch Locations
1110 Opal Ct Suite 1, Hagerstown, MD 21740 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2014 | 08/2018 |
| Commonwealth Financial Network | Waltham | MA | 08/2018 | 07/2021 |
| Serafini Financial Group | Hagerstown | MD | 09/2014 | 07/2021 |
| Lpl Financial Llc | Hagerstown | MD | 08/2021 | 06/2025 |
| Wealth Enhancement Group | Plymouth | MN | 08/2021 | Present |
| Wealth Enhancement Advisory Services Llc | Plymouth | MN | 08/2021 | Present |
| Wealth Enhancement Brokerage Services | Plymouth | MN | 08/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. WEALTH ENHANCEMENT GROUP - Non-Investment Related - Hagerstown, MD - Fixed Insurance - VP, Financial Advisor - Start Date: 08/01/2021 - 2 Hours Per Month, 2 Hours During Securities Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-20 |
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