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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-08-02
  • MD RA
    APPROVED
    Since 2021-08-02

Branch Locations

1110 Opal Ct Suite 1, Hagerstown, MD 21740 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2014 08/2018
Commonwealth Financial Network Waltham MA 08/2018 07/2021
Serafini Financial Group Hagerstown MD 09/2014 07/2021
Lpl Financial Llc Hagerstown MD 08/2021 06/2025
Wealth Enhancement Group Plymouth MN 08/2021 Present
Wealth Enhancement Advisory Services Llc Plymouth MN 08/2021 Present
Wealth Enhancement Brokerage Services Plymouth MN 08/2021 Present
Previous Registrations
Other Businesses

WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 8/1/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 8/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. WEALTH ENHANCEMENT GROUP - Non-Investment Related - Hagerstown, MD - Fixed Insurance - VP, Financial Advisor - Start Date: 08/01/2021 - 2 Hours Per Month, 2 Hours During Securities Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-20
  • S66 Uniform Combined State Law Examination
    2016-09-20
Designations

View on SEC IAPD

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