Matthew Lee Ference

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2018-11-29
IL	RA	APPROVED	2015-06-23

TX RA
APPROVED

Since 2018-11-29
IL RA
APPROVED

Since 2015-06-23

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	03/2015	Present
First Trust Advisors L.P.	Wheaton	IL	03/2015	Present

03/2015 → Present

First Trust Portfolios L.P.

Wheaton, IL
03/2015 → Present

First Trust Advisors L.P.

Wheaton, IL

Other Businesses

OTHER BUSINESS NAME: HALCYON ENERGY HOLDINGS. LOCATION: AUSTIN, TX. NATURE OF BUSINESS: HOLDINGS VEHICLE FOR MINERAL RIGHTS. POSITION OR TITLE: PRESIDENT/ OWNER. RESPONSIBILITIES: PRESIDENT. START DATE: MAY 05, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-12

S66 Uniform Combined State Law Examination

2015-05-12

View on SEC IAPD

Current Employers

First Trust Advisors Lp

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews