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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

50 W Big Beaver Rd Suite 600, Troy, MI 48084 • United States

5206 Gateway Centre Suite 200, Flint, MI 48507 • United States

Chesterfield Township, MI • United States

New Baltimore, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J. Astor Financial Southfield MI 05/2014 02/2024
Voya Financial Advisors, Inc. Southfield MI 08/2015 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
J. Schuch Financial Inc Chesterfield MI 03/2024 Present
  • 05/2014 → 02/2024
    J.J. Astor Financial
    Southfield, MI
  • 08/2015 → 06/2021
    Southfield, MI
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2024 → Present
    J. Schuch Financial Inc
    Chesterfield, MI
Previous Registrations
  • 2015-08-17 → 2021-06-09
    Troy, MI
    Marinette, WI
    Southfield, MI
    Windsor, CT
  • 2014-11-12 → 2015-08-10
    Michigan Advisors, Inc
    New Baltimore, MI
    Albany, NY
Other Businesses

1) NAME OF ENTITY:BAYVIEW YACHT CLUB; No; 100 CLAIRPOINTE ST; DETROIT; MI; 48215; SAILING; SAILING INSTRUCTOR; 5/23/2017; 8; 0; TEACHING PEOPLE THE BASICS OF HOW TO SAIL ON LAKE ST CLAIR/DETROIT RIVER.| 2) NAME OF ENTITY:HORIZON ADVISERS; Yes; 18444 W. 10 MILE RD; SOUTHFIELD; MI; 48075; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 4/1/2016; 160; 160; SALE OF FIXED INSURANCE,SECURITIES & INVESTMENT PRODUCTS.| 3) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 18444 W. 10 Mile; Suite 204; Southfield; MI; 48075; FIXED INSURANCE SALES; Independent Insurance Agent; 6/27/2018; 20; 20; SALES OF FIXED INSURANCE PRODUCTS| 4) NAME OF OTHER BUSINESS: J. SCHUCH FINANCIAL INC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT, ACCOUNTING, AND PAYROLL FOR MY BUSINESS ACTIVITY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-15
  • S66 Uniform Combined State Law Examination
    2014-06-15

View on SEC IAPD

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