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Diana Sol

Oppenheimer & Co. Inc.

Coral Gables, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-24
FL RA APPROVED 2026-03-24
  • TX RA
    APPROVED
    Since 2026-04-24
  • FL RA
    APPROVED
    Since 2026-03-24

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc, Miami FL 02/2014 10/2016
Wells Fargo Bank Na Miami FL 07/2013 10/2016
Citigroup Miami FL 10/2016 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 12/2017 03/2026
Bank Of America N.A. Miami FL 09/2023 03/2026
Oppenheimer & Co. Inc. Coral Gables FL 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-23
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S65 Uniform Investment Adviser Law Examination
    2018-02-23
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11
Other Names
  • Diana Carolina Palacios Arbelaez

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
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