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Current Employers
Redhawk Wealth Advisors, Inc.

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-30
MN RA APPROVED 2020-12-18
  • FL RA
    APPROVED
    Since 2024-05-30
  • MN RA
    APPROVED
    Since 2020-12-18

Branch Locations

8500 Normandale Lake Blvd Suite 960, Minneapolis, MN 55437 • United States

4140 Richard Ave. Suite 700, Hermantown, MN 55811 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Duluth MN 09/2010 05/2017
Wells Fargo Advisors Llc Duluth MN 02/2014 11/2016
Wells Fargo Clearing Services, Llc Duluth MN 11/2016 05/2017
Tcg Accounting Duluth MN 05/2017 11/2017
Lpl Financial Llc Duluth MN 12/2017 12/2020
Independent Advisor Alliance, Llc Duluth MN 02/2018 12/2020
Redhawk Wealth Advisors Duluth MN 12/2020 Present
  • 09/2010 → 05/2017
    Wells Fargo Bank Na
    Duluth, MN
  • 02/2014 → 11/2016
    Wells Fargo Advisors Llc
    Duluth, MN
  • 11/2016 → 05/2017
    Duluth, MN
  • 05/2017 → 11/2017
    Tcg Accounting
    Duluth, MN
  • 12/2017 → 12/2020
    Lpl Financial Llc
    Duluth, MN
  • 02/2018 → 12/2020
    Duluth, MN
  • 12/2020 → Present
    Redhawk Wealth Advisors
    Duluth, MN
Previous Registrations
Other Businesses

1.4/12/2018 - TCG Prosperity - Owner. DBA name used for advisory and insurance services offered through Redhawk. Used for bookkeeping purposes. Hermantown, MN 2.7/31/2018 - Non-Variable Insurance - Agent - Started 04/30/2018 - 160 Hours Per Month During Securities Trading. 3.05/ 2017 -TCG Accounting- Accounting Firm offering accounting services. Partner for firm only. Does not provide services to clients directly. 0 hours per month. Hermantown, MN 4.07/2020 - Duluth Vacuum Company, LLC. Retail provider of vacuums and repair services. Owner. 5 hours/ month 5.06/2018- McKenzie's Bar and Grill/DCMN LLC- 50% owner and officer only. Does not provide restaurant services to clients directly. 0 hours per month. Hermantown, MN.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-30
S63 Uniform Securities Agent State Law Examination 2014-04-16
  • S65 Uniform Investment Adviser Law Examination
    2014-07-30
  • S63 Uniform Securities Agent State Law Examination
    2014-04-16

View on SEC IAPD

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