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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-01-27 |
Branch Locations
333 City Boulevard West, 17Th Floor, Orange, CA 92868 • United States
Costa Mesa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frank Deptola & Associates, Llc | Orange | CA | 01/2015 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2018 | 08/2022 |
| Commonwealth Financial Network | Waltham | MA | 08/2022 | Present |
Co-owner, Frank Deptola & Associates, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 05/02/2024; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-08 |
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