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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-04-11
  • WA RA
    APPROVED
    Since 2018-04-11

Branch Locations

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

Bothell, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Lynnwood WA 02/2014 Present
Mutual Of Omaha Lynnwood WA 05/2013 Present
La Fitness Inc. Mill Creek WA 08/2006 08/2020
  • 02/2014 → Present
    Mutual Of Omaha Investor Services
    Lynnwood, WA
  • 05/2013 → Present
    Mutual Of Omaha
    Lynnwood, WA
  • 08/2006 → 08/2020
    La Fitness Inc.
    Mill Creek, WA
Other Businesses

INSURANCE AGENT, 05/2013-PRESENT, MUTUAL OF OMAHA, NON-INVESTMENT RELATED. INSURANCE LINES (I.E. LIFE, ANNUITIES, HEALTH), 80 HOURS/MONTH ALSO DURING TRADING HOURS. DBA VONDERHARR FINANCIAL SERVICES FOR STATE EXCISE TAX PURPOSES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-11
S63 Uniform Securities Agent State Law Examination 2014-06-12
  • S65 Uniform Investment Adviser Law Examination
    2018-04-11
  • S63 Uniform Securities Agent State Law Examination
    2014-06-12

View on SEC IAPD

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