Nava Goldenberg Spivak

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Encino, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Encino, CA

Previous Registrations

• 2011-07-14 → 2016-05-10
  U.S. Bancorp Investments, Inc.
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
  Toluca Lake, CA
  North Hollywood, CA
  Sherman Oaks, CA
  Encino, CA
  North Hollywood, CA
  Northridge, CA
  Encino, CA
• 2007-04-13 → 2011-06-02
  Cetera Investment Services Llc
  Santa Monica, CA
• 2006-09-28 → 2007-04-03
  Wamu Investments, Inc.
  Studio City, CA

Other Businesses

RENTAL PROPERTY; INV RELATED; VALLEY GLEN, CA; HOME; 100% OWNERSHIP WITH SPOUSE; START 5/2016; 1 HOUR PER MONTH, 0 DURING TRADING; NO DUTIES. RENTAL PROPERTY VIA AIRBNB, INV RELATED, SHERMAN OAKS, CA, 100% OWNERSHIP WITH SPOUSE, START 12/14/2020, ZERO HOURS PER MONTH, ZERO DURING TRADING, SHORT TERM RENTAL.

Exams

• S66 Uniform Combined State Law Examination
  2006-09-27

Designations

• Certified Financial Planner

Other Names

• Nava Goldenberg Spivak