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Current Employers
Cwa Asset Management Group

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-01-06
  • NC RA
    APPROVED
    Since 2023-01-06

Branch Locations

9130 Galleria Court Third Floor, Naples, FL 34109 • United States

4201 Congress Street Suite 140, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Charlotte NC 01/2014 06/2018
Bb&T Gastonia NC 06/2018 01/2019
Bbtis Charlotte NC 06/2018 Present
Bb&T Gastonia NC 06/2018 09/2020
Bb&T Gastonia NC 01/2019 Present
Fifth Third Bank Cornelius NC 03/2016 06/2018
Fifth Third Securities Cornelius NC 09/2020 Present
Fifth Third Bank Cornelius NC 09/2020 Present
Cwa Asset Management Group Naples FL 01/2023 Present
  • 01/2014 → 06/2018
    Fifth Third Securities
    Charlotte, NC
  • 06/2018 → 01/2019
    Bb&T
    Gastonia, NC
  • 06/2018 → Present
    Bbtis
    Charlotte, NC
  • 06/2018 → 09/2020
    Bb&T
    Gastonia, NC
  • 01/2019 → Present
    Bb&T
    Gastonia, NC
  • 03/2016 → 06/2018
    Fifth Third Bank
    Cornelius, NC
  • 09/2020 → Present
    Fifth Third Securities
    Cornelius, NC
  • 09/2020 → Present
    Fifth Third Bank
    Cornelius, NC
  • 01/2023 → Present
    Naples, FL
Previous Registrations
  • 2020-09-30 → 2023-01-06
    Cornelius, NC
    Raleigh, NC
    Cary, NC
    Garner, NC
    Raleigh, NC
    Raleigh, NC
    Wake Forest, NC
    Raleigh, NC
    Cornelius, NC
    Davidson, NC
    Chapel Hill, NC
    Charlotte, NC
    Charlotte, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Durham, NC
    Raleigh, NC
    Wake Forest, NC
    Raleigh, NC
    Chapel Hill, NC
    Raleigh, NC
    Durham, NC
  • 2018-06-07 → 2020-09-14
    Bb&T Securities, Llc
    Charlotte, NC
    Gastonia, NC
    Rock Hill, SC
  • 2016-11-02 → 2018-06-08
    Charlotte, NC
    Mint Hill, NC
    Huntersville, NC
    Cornelius, NC
    Huntersville, NC
    Mooresville, NC
    Davidson, NC
    Mooresville, NC
Other Businesses

B&B BUILDERS OF THE CAROLINAS POSITION: Signator NATURE: The Business is a residential Construction Company that specializes in flipping properties and Renting residential homes INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2014 ADDRESS: 5216 Providence Country Club Dr., Charlotte NC 28277 Smoak Holdings LLC; Investment Related; Charlotte NC; Rental Real Estate Holdings; Owner; Owner/Operator; 08/01/2024; 2 hours/month; 0 hours/trading hours; Investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-02
S63 Uniform Securities Agent State Law Examination 2014-04-30
  • S65 Uniform Investment Adviser Law Examination
    2016-11-02
  • S63 Uniform Securities Agent State Law Examination
    2014-04-30
Designations
Other Names
  • Drew Randolph Isaacson
  • Drewry Randolph Isaacson
  • Drew R Isaacson

View on SEC IAPD

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