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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-16 |
Branch Locations
20301 North Hayden Road Suite E115, Scottsdale, AZ 85255-5454 • United States
3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Plano | TX | 02/2014 | 04/2020 |
| Charles Schwab & Co., Inc. | Plano | TX | 05/2014 | Present |
| Charles Schwab Premiere Bank | Plano | TX | 01/2020 | 02/2023 |
| Td Ameritrade Inc. | Plano | TX | 03/2023 | 06/2024 |
| Charles Schwab Bank | Plano | TX | 03/2025 | Present |
1) Cotton Bowl Athletic Association|Investment Related: No|One AT&T Way, Arlington, Texas, 76011, United States|Sports/Physical Recreation|Executive Committee/ Treasurer|11/7/2022|Less than 20 hour/month - 0 during trading hours|There are two signers on checking accounts. Those two signers are going to be Marty MacInnis (COO/CFO of the Cotton Bowl Athletic Association) and me. There will also be an outside firm (E&Y) that will review all financial transactions. My main responsibilities will be to make sure invoices and other expense related transactions are completed. I will not be making any investment related recommendations in this role. I will not be receiving any compensation at all for this role., 2) National Football League Alumni association (NFLA)|Investment Related: No|8000 Midlantic Drive Suite 120 S, Mt. Laurel, NJ, 08054, United States|Sports/Physical Recreation|Director|1/2/2024|Less than 20 hour/month - 0 during trading hours|The Board of Directors of the NFLA are a group of former players who work with chapter presidents, player members and the NFL to advance initiatives for NFL alumni. Campaign for Kindness|Investment Related:No|5744 Gaston Ave;Dallas;Texas;75214;USA|Nonprofit Charitable Organizations|Board Member|2024-04-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|I will help the board think through opportunities for the Tacky Box program to help youth in schools across the DFW area. 3) Texas A&M Lettermen's Association|Investment Related:No|1228 TAMU;College Station;Texas;77843;USA|Sports/Physical Recreation|Director|2024-11-18|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|The Board of the Lettermen's Association is entrusted with the responsibility to manage, direct, and exercise control over the business, property, policies and overall direction of the activities of the Lettermen's Association.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-16 |
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