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4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-10-02 |
Branch Locations
4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Glastonbury | CT | 03/2014 | 05/2017 |
| The Bungalow Restaurant & Bar | Tampa | FL | 07/2017 | 02/2018 |
| Lpl Financial, Llc | Tampa | FL | 03/2018 | Present |
| Northbridge Financial Group, Llc | Tampa | FL | 09/2020 | Present |
1. 3/2/2018 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/13/2020 - Northbridge Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/02/2020 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/20/2021 - Northbridge Financial Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 10/7/2020 - 10 Hours Per Month/1 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-30 |
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