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Current Employers
Northbridge Financial Group, Llc

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-02
  • FL RA
    APPROVED
    Since 2020-10-02

Branch Locations

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Glastonbury CT 03/2014 05/2017
The Bungalow Restaurant & Bar Tampa FL 07/2017 02/2018
Lpl Financial, Llc Tampa FL 03/2018 Present
Northbridge Financial Group, Llc Tampa FL 09/2020 Present
  • 03/2014 → 05/2017
    Ameriprise Financial Services, Inc.
    Glastonbury, CT
  • 07/2017 → 02/2018
    The Bungalow Restaurant & Bar
    Tampa, FL
  • 03/2018 → Present
    Lpl Financial, Llc
    Tampa, FL
  • 09/2020 → Present
    Tampa, FL
Previous Registrations
Other Businesses

1. 3/2/2018 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/06/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/13/2020 - Northbridge Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/02/2020 - 80 Hours Per Month/5 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 5/20/2021 - Northbridge Financial Group, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 10/7/2020 - 10 Hours Per Month/1 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-30
  • S66 Uniform Combined State Law Examination
    2014-04-30
Other Names
  • Zack S Brown
  • Zachary Brown

View on SEC IAPD

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